UCSF home page UCSF home page About UCSF Search UCSF UCSF Medical Center
UCSF navigation bar
banner
HRPP LOGO
For New Investigators For Researchers
and Staff
Committee on Human Research About the Committee
phone

Contact Information

Organization

Applying to the CHR Applying & Reporting to the CHR
forms and templates Applications & Forms
Recruitment and Consent Process Recruitment & Consent Process
policies and guidelines UCSF Guidance on Research Topics & Issues
Veterans Affairs Medical Center Logo Working With the VA
Working with Other Institutions and Units Working With Other Institutions & Units
For Research Volunteers For Research Volunteers
quality improvement unit About the Quality Improvement Unit (QIU)
Education & Training
Status Checks and Research Online Status Checks & Research Online
HIPAA and Research HIPAA & Research
Federal Regulations and Guidance Federal Regulation & Guidance
key Other Useful Links
CHR Member Information CHR Member Information
whats new? What's New

THE HUMAN RESEARCH PROTECTION PROGRAM

THE COMMITTEE ON HUMAN RESEARCH

APPLYING TO THE CHR

General Instructions: Renewal Application (Continuing Review)
(Posted & Effective February 2005, Revised April 2006, Updated January 2007)

 • Brief Overview
 How Often Renewal is Required
 Renewal Reminders
 If Approval Expires
 • Combining Modifications with Renewals
 • Specific Submission Requirements for CHR Renewal Application (Continuing Review)
 • Hints for Speedy Approval
 • Where to Submit
 • Additional Information


Brief Overview

How Often Renewal is Required: Re-review of all projects involving human subjects is required at least annually (see 45 CFR 46.109(d) (DHHS) and 21 CFR 56.109(d) (FDA))

  • even if no changes are made,


  • even if the only study activity is patient followup, and


  • even if the only study activity is data analysis.

The CHR may require more frequent review. At UCSF, studies that have been certified as Exempt from CHR review must have the exemption renewed at least every three years. Re-review is often referred to as “Continuing Review.”

Renewal Reminders and Notices: As a courtesy, the Committee on Human Research (CHR) office sends out renewal reminders twelve and eight weeks before studies expire. Additional warnings are sent within a week of a study’s expiration and 6 weeks following the expiration. However, it is ultimately the investigator's responsibility to initiate a renewal application, allowing sufficient time for the review and re-approval process to be completed before the current approval expires. As an additional aid, investigators can review of listing of their studies on Research Online and sort the studies by expiration date.

If Approval Expires, ALL ACTIVITIES INVOLVING SUBJECTS MUST STOP. The only exception is that activities needed for participant safety should continue. No new subjects may be enrolled.

If any project activity—even activity required for participant safety—occurs or continues after the expiration date, the investigator is out of compliance with both federal regulations and university policy. Retrospective approval for work done after the expiration date cannot be granted.

Note: Activity in a study must stop after approval expires, even if the renewal application has been submitted to the CHR. Federal regulations prohibit extensions of approval before the study receives the appropriate Full Committee or Expedited review.


Combining Modifications with Renewals

Combined Form: Modifications may be made at the same time as a scheduled renewal. All renewals, whether or not they include major or minor modifications, should be submitted using the form Status Report for Renewals and Major Modifications (Continuing Review).

Caution: Delayed approval and study expiration may happen if the CHR finds problems with a modification that has been combined with a renewal. If a study’s expiration date is close, you should seriously consider not submitting a possibly controversial modification until after the renewal has been approved. See General Instructions: Modification Request for additional guidance on when to submit modifications.


Specific Submission Requirements for CHR Renewal Applications (Continuing Review)

The specific submission requirements are available on the Renewals and Major Modifications Submission Checklist.

For ALL Renewals (and Major Modifications) - please note incomplete submissions will not be assigned to a CHR meeting agenda

  • All documents submitted must be the most current and include a version date.


  • Modifications may be made at the same time as a scheduled renewal, but if there are problems with the modifications the study may expire. See General Instructions: Modification Request for guidance.


  • To facilitate committee review, specific changes in modified applications (or Cover Page and Protocol, if originally submitted using those forms), consent form(s), and other documents must be bolded, highlighted, or struck through as appropriate.

Hints for Speedy Approval

Use Most Recent Versions: All of the documents submitted with a renewal application should be the most recent versions approved by the CHR. For example, if the CHR has approved a modified consent form since the initial approval, submit the modified version approved by the CHR, not the initial version.

Base any Modifications on the Most Recent Versions: Base any modifications on the version of a document most recently approved by the CHR. Avoid using earlier versions that may not include your recently approved modifications.

  • Specific changes in modified documents should be bolded, highlighted, or struck through as appropriate.


  • Remove any bolding, highlighting, or strike throughs left over from previously approved modifications.


  • Change version dates on modified documents.

Questionnaires/Instruments: Previously approved questionnaires or instruments should be submitted only if modifications are being proposed. Any new instruments should be submitted (unless they are commonly known to experts in your field, in which case they only need to be described in your application).

Do Not Include Extraneous Materials: Do not attach previous approval letters or other old correspondence with the CHR. The extra reading material is not needed by reviewers.


Where to Submit

Applications for renewal of approval should be forwarded to the Committee on Human Research, Box 0962 (San Francisco, CA 94143). They also can be dropped off at the CHR office at Laurel Heights, Suite 315.


Additional Information

For additional information, please call the CHR office at 476-1814 or email the CHR.