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Requirements
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SBIR
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STTR
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Application form number
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PHS 6245-1/PHS 6245-2
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PHS 6245-3/PHS 6245-4
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Application receipt dates
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April 1st, August 1st, December 1st
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April 1st, August 1st, December 1st
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Award period
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Phase I – Normally six months, Phase II – Normally
two years
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Phase I – Normally one year, Phase II – Normally
two years
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Award dollar guidelines
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Phase I - $100,000
Phase II - $750,000
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Phase I - $100,000
Phase II - $500,000
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Principal Investigator
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Employed by Small Business Concern more than 50% time during
award period
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Minimum 10% effort on project
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Performance site
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Must be entirely in U.S.; part of research must take place
in company-controlled research space
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Must be entirely in U.S.; part of research must take place
in company-controlled research space and part in that of a
partnering research institution
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Fast Track
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Submit Phase I and Phase II according to specific instructions
on each. Phase II Appendix: Product Development Plan, 10 pages
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Submit Phase I and Phase II according to specific instructions
on each. Phase II Appendix: Product Development Plan, 10 pages
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Administrative supplement awards to Phase I/Phase II grants
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Allowable under well justified circumstances; varies among
different Institutes/Centers, so discuss with your Program
Director
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Allowable under well justified circumstances; varies among
different Institutes/Centers, so discuss with your Program
Director
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Final Progress Report (See Phase II for specific information
to be included)
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Include as part of Phase II application. Otherwise, within
90 days after project end date
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Include as part of Phase II application. Otherwise, within
90 days after project end date
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Modular grant application and award (Phase I only)
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Budget <$100,000 total costs:
Form page 4: Budget Justification in narrative form, including
information for all participating organizations on
(1) Personnel,
(2) Fixed Fee,
(3) Consultant Costs, and
(4) Contractual Costs
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Budget <$100,000 total costs:
Form page 4: Budget of Research Institution – Include
ONLY (1) total costs, (2) Certification of Research Institution's
Participation
Form page 5: Budget Justification in narrative form, including
information for all participating organizations on
(1) Personnel,
(2) Fixed Fee,
(3) Consultant Costs, and
(4) Contractual Costs
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Modular grant application and award (Phase I only)
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Budget >$100,000 total costs:
Form page 3: Budget of applicant organization with details
Form page 4: Budget justification in narrative form, including
information for all participating organizations
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Budget >$100,000 total costs:
Form page 3: Budget of applicant organization with details
Form page 4: Budget of research institution with details
Form page 5: Budget justification in narrative form, including
information for all participating organizations
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